Today is Thursday, October 2, 2014

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Keith Gregg, President of Aequitas Capital Partners’ Keith Gregg, President of Aequitas Capital Partners’

Aequitas Capital Partners’ President Keith Gregg talks with Opportunist’s Managing Editor Leslie Stone about his company’s specialty financing verticals, his path from the Marines to the financial industry and his stance on the U.S economy. Keith Gregg joined Lake Oswego, Oregon-based Aequitas Capital earlier this year to lead the company’s brand-new ... Read More

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Options Writer Series — Selling Covered Calls. Why? How? Options Writer Series — Selling Covered Calls. Why? How?

By Warren Kaplan The Stock Option Writer © Warren Kaplan 2011-2014 May 27, 2014   What is a covered call? A covered call is a contract that is guaranteed by a 3rd party. The components are 100 shares of a specific stock (1 contract), a strike price, an expiration date, and the premium you get ... Read More

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Form 10K Disclosure Requirements For Smaller Reporting Companies Form 10K Disclosure Requirements For Smaller Reporting Companies

By: Brenda Hamilton, Attorney Hamilton & Associates Law Group November 27, 2013   Form 10-K is a comprehensive annual report filed by SEC reporting companies that details information about the issuer and its operations.    Form 10-K is required pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (the “Exchange Act”). The ... Read More

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Rule 506 – General Solicitation Countdown Rule 506 – General Solicitation Countdown

By: Brenda Hamilton, Attorney Hamilton & Associates Law Group September 12, 2013   Securities Lawyer 101 Blog Rule 506(c) will become effective in less than a month, on September 23, 2013.   The rule fundamentally changes how private placements will be conducted, by allowing issuers to engage in general solicitation and advertising if specific requirements are met. The SEC has ... Read More

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Greed… Greed…

“I HAVE NEVER UNDERSTOOD WHY IT IS ‘GREED’ TO WANT TO KEEP THE MONEY YOU EARN BUT NOT ‘GREED’ TO WANT TO TAKE SOMEBODY ELSE’S MONEY” Dr. Thomas Sowell The Greek philosopher Diogenes was said to have roamed the streets of Athens in the daylight with a lantern; he would say to ... Read More

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Stocks Tiptoe To Fresh Highs, Another Record For Dow, S&P Stocks Tiptoe To Fresh Highs, Another Record For Dow, S&P

The following is an excerpt from Teresa Rivas | July 15, 2013 | Barrons.com | Stocks edged higher Monday, but even 0.1% moves were enough to propel equities to yet another day of record closes. The Dow Jones Industrial Average gained 19.96 points, or 0.1%, to 15,484. 26, beating out Friday’s close ... Read More

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Pfizer Slips On Zoetis Stock Swap, JPMorgan Sees Upside Pfizer Slips On Zoetis Stock Swap, JPMorgan Sees Upside

The following is an excerpt from Teresa Rivas | June 24, 2013 | Barrons.com | Shares of Pfizer Inc. (PFE) were down 2.5% in recent trading as a common stock exchange of Zoetis (ZTS), its former animal-health arm, was completed at midnight on Friday. Under the terms of the swap, 0.9898 ... Read More

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Letter to Senator John McCain Letter to Senator John McCain

RSB PARTNERS, LLC 6931 TALLOW TREE ROAD SANFORD, FLORIDA 32771 BYRON.RAMBO@RSBPARTNERS.COM 407-429-3962 (fax) 407-580-5308   May 22, 2013   Senator John McCain, Capt., USN, (ret) Via fax:           202-228-2862   Sir: I saw your vicious comments about Apple, Inc., being the country’s largest “tax avoider”; attacking a business for following the law, and being accused of no crime! It was a shameful ... Read More

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Options Writer Series — GE – How To Buy General Electric at $20.00… Maybe Options Writer Series — GE – How To Buy General Electric at $20.00… Maybe

By Warren Kaplan The Stock Option Writer © Warren Kaplan 2011-2013 April 23, 2013   There are ways of trying to buy securities at a price that is below the current price.  GE closed at $21.75 on Friday April 19, 2013. Here is a plan to either buy the stock at a price you want ... Read More

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Apple to Join Nasdaq Tech Dividend Benchmark Apple to Join Nasdaq Tech Dividend Benchmark

The following is an excerpt from Brendan Conway | March 11, 2013 | Barrons.com | The technology sector as a source of dividends? It’s no substitute for higher-yielding stocks and bonds. It’s no “staid” investment. But it’s the reason there’s a Nasdaq Technology Dividend Index. A week from today the technology-dividend index ... Read More

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